Inquiries can also be sent through this system. SR-NYSE-2019-67, dated September 4, 2020, NYSE Motion to Lift Stay, dated September 4, 2020, NYSE Brief in Support of Motion to Lift Stay, dated September 4, 2020, NYSE Notices of Appearance, dated September 4, 2020, Petition of Council of Institutional Investors for Review of an Order, Issued by Delegated Authority, Granting Approval of a Proposed Rule, dated September 8, 2020, Brief of Petitioner Council of Institutional Investors in Opposition to Motion of New York Stock Exchange LLC to Lift the Automatic Stay, dated September 8, 2020, Letter from The New York Stock Exchange LLC re: Reply Brief in Support of Motion to Lift Stay, dated September 11, 2020, The New York Stock Exchange LLC’s Statement in Support of Order Approving Proposed Rule Change, dated October 16, 2020, Letter from The New York Stock Exchange LLC re: Statement in Support of Order Approving Proposed Rule Change, dated October 16, 2020. Filings, amendments, SEC releases, extensions, and withdrawals. Notice of Filing of Proposed Rule Change, as modified by Amendment No. Third Quarter |  Noncompliant Issuers .

We strongly encourage you to send your comments electronically. Regulation SHO. We invite comments on filings submitted by the following SROs during the comment period. Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Interpretations, info memos, weekly and education bulletins, and rule changes. Issuers noncompliant with standards of delaying filing annual or interim reports, Issuers pending delisting form the Exchange, List of NYSE Group exchange disciplinary actions, List of discretionary/nondiscretionary vote determinations, Governing Documents, Related Information and NMS Plans, Learn More About Filing Complaints and Inquiries, Governing Documents and Related Information, Links to all relevant national market system plans or plan sites.

Rule filings are not effective until approved by the Securities and Exchange … If issuing material news between the hours of 7:00 am and 4:00 pm, listed companies are required to call the NYSE's Market Watch & Proxy Compliance team at least ten minutes in advance of issuance and a copy of the press release or other Reg-FD compliant method must be submitted via email to nysealert@nyse.com. 19b-4 filings relate to proposed changes to the NYSE American Rules and federal securities laws. 2005 | Each SRO name below is linked to an index page with listings of specific filings and corresponding SEC releases. Threshold securities listed for every settlement day.

We encourage the public to submit comments on the following NYSE Arca filings during the comment period. © Copyright 2020 Intercontinental Exchange, Inc. 2017 | SR-NYSE-2019-68: 34-88361: Mar. 2007 | All rules and rule amendments filed and approved by the SEC pursuant to Section 19(b) of the Securities and Exchange Act of 1934 and Rule 19b-4 thereafter.

2018 | They will be posted on this website. Rules for all NYSE Group exchanges.

Rules - All NYSE Group Exchanges All NYSE exchanges are registered securities exchanges, and are subject to the regulatory oversight of the SEC. For detailed instructions, please read How to Submit Comments. Nasdaq's Regulatory Authority; 5200.

1998 | Compliance with NYSE's Timely Disclosure Policy is separately required.

Notice of Filing of Proposed Rule Change to Amend NYSE Arca Rule 5.3-E to Exempt …



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